Corporate actions FAQs

What is the default option for all end users?

Some events are choosable and offer the user (shareholder) various options. Using Upvest's standard approach, we always choose the cash option if this exists, otherwise we fall back on the custodian bank's standard approach. This can be found in the Terms & Conditions.

Do I receive a dividend if I trade on a small scale?

Yes, every user who has eligible holdings before the ex-date and the resulting dividend amount is more than 1 cent will receive a dividend.

Is the end user's name entered in the share register of the company in which they are investing? If not, do you offer this?

For common shares, Upvest does not disclose who owns them, but in any case where shareholder disclosure is required to process the corporate action, Upvest fully supports it.

What is the procedure for identifying shareholders and the Annual General Meeting?

Our proxy voting service provider enables Upvest end users to participate and vote at shareholder meetings. Upvest uploads the eligible holdings and other required user information, and the service provider offers a place for users to submit their votes and information. Please refer to the "Annual General Meeting" section above.

What do I have to do if I want to register for the Annual General Meetings of companies in the US?

US Annual General Meetings work with proxy voting service providers in the same way as described in the previous question. Please read the "Annual General Meeting" section above.